November is Long Term Care Awareness Month For more information click here for a Shopper's Guide to Long term Care Insurance
Bulletins: Securities Bulletin or Notice Date Securities Notice 2023-1 — June 15 is World Elder Abuse Awareness Day Published 6/2/2023 Bulletin 2021-3 — Protecting Your Online Accounts Effective 2/16/2021 Bulletin 2021-2 — A reminder to regulated firms of customer obligations and investors about risks of stock price volatility Effective 2/1/2021 Securities Notice 2021-1 — SolarWinds Reminder Effective 1/11/2021 Securities Notice: 2020-2 Notice to Investment Advisers Re: Form CRS Effective 6/9/2020 Securities Notice: 2020-1 Temporary Relief for Registrants Affected by the COVID-19 Outbreak Effective 4/30/2020 Bulletin 2019-2 — The Division's position on Standing Letters of Authorization ("SLOA") arrangements established by a client with a qualified custodian. Effective 9/1/2019 Securities Notice: 2019-1 Securities Division Position On Use Of Client Usernames and/or Passwords Effective 8/21/2019 Securities Notice: 2018-1 Fee Increase on Federal Covered Securities Effective 7/1/2018