Holiday Hours The State of Rhode Island will be observing Independence Day on Thursday, July 4, 2024 and our office will be closed. Normal business hours will resume on Friday, July 5th at 8:30 AM.
Bulletins: Securities Bulletin or Notice Date Bulletin 2021-3 — Protecting Your Online Accounts Effective 2/16/2021 Securities Notice: 2020-2 Notice to Investment Advisers Re: Form CRS Effective 6/9/2020 Bulletin 2019-2 — The Division's position on Standing Letters of Authorization ("SLOA") arrangements established by a client with a qualified custodian. Effective 9/1/2019 Securities Notice: 2019-1 Securities Division Position On Use Of Client Usernames and/or Passwords Effective 8/21/2019 Securities Notice: 2018-1 Fee Increase on Federal Covered Securities Effective 7/1/2018