Bulletins: Securities | Dept. of Business Regulation

RIBridges Alert

If you may be impacted by the RIBridges data breach, take 5 important steps to protect your personal information today. Please follow this link to find out how to protect your personal information.

Residential Solar Energy Disclosure and Homeowners Bill of Rights Act, 2024 P.L. Ch. 67 & 68

Pursuant to the recently-enacted Residential Solar Energy Disclosure and Homeowners Bill of Rights Act, 2024 P.L. Ch. 67 & 68, the Department of Business Regulation will begin licensing retailers, sales representatives, and other entities involved with the sale or lease of residential solar energy systems on March 1, 2025. The Department is currently preparing regulations and guidance necessary to implement the provisions of this Act. If you have any questions or complaints relating to the regulation of solar retailers, please email the Department at DBR.Solar@dbr.ri.gov. Stay tuned for further updates.

Bulletins: Securities

Bulletin or Notice	Date
Bulletin 2021-3 — Protecting Your Online Accounts	Effective 2/16/2021
Securities Notice: 2020-2 Notice to Investment Advisers Re: Form CRS	Effective 6/9/2020
Bulletin 2019-2 — The Division's position on Standing Letters of Authorization ("SLOA") arrangements established by a client with a qualified custodian.	Effective 9/1/2019
Securities Notice: 2019-1 Securities Division Position On Use Of Client Usernames and/or Passwords	Effective 8/21/2019
Securities Notice: 2018-1 Fee Increase on Federal Covered Securities	Effective 7/1/2018

Bulletin or Notice

Date

Bulletin 2021-3 — Protecting Your Online Accounts

Effective 2/16/2021

Securities Notice: 2020-2 Notice to Investment Advisers Re: Form CRS

Effective 6/9/2020

Bulletin 2019-2 — The Division's position on Standing Letters of Authorization ("SLOA") arrangements established by a client with a qualified custodian.

Effective 9/1/2019

Securities Notice: 2019-1 Securities Division Position On Use Of Client Usernames and/or Passwords

Effective 8/21/2019

Securities Notice: 2018-1 Fee Increase on Federal Covered Securities

Effective 7/1/2018