Holiday Hours The State of Rhode Island will be observing Independence Day on Thursday, July 4, 2024 and our office will be closed. Normal business hours will resume on Friday, July 5th at 8:30 AM.
Senior or Vulnerable Adult Financial Exploitation Contact Securities via our Online Inquiry System or via email DBR.SecInquiry@dbr.ri.gov Use this form to report suspected financial exploitation of a senior or vulnerable adult: Securities Elder Reporting PDF file, less than 1mbmegabytes Rhode Island General Law § 7-11.2: Senior Savings Protection Act FINRA Resources: Senior Investors Industry Notices Securities Helpline for Seniors Website Securities Helpline for Seniors Telephone Hotline: 844-574-3577 Protecting Seniors from Financial Exploitation Other Links: NASAA SEC