Official State of Rhode Island website

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State of Rhode Island Department of Business Regulation

Senior or Vulnerable Adult Financial Exploitation

Contact Securities via our Online Inquiry System or via email DBR.SecInquiry@dbr.ri.gov

Use this form to report suspected financial exploitation of a senior or vulnerable adult:

Securities Elder Reporting PDF file, less than 1

Rhode Island General Law § 7-11.2:

Senior Savings Protection Act

FINRA Resources:

Senior Investors
Industry Notices
Securities Helpline for Seniors Website
Securities Helpline for Seniors Telephone Hotline: 844-574-3577
Protecting Seniors from Financial Exploitation

Other Links:

NASAA
SEC